Lion Asset Management isn’t regulated and does not need to be. We are closed to new clients except by recommendation from an existing client. And have been since 2006. That is unlikely to change. Ever. We also have a compliance procedure which means we only deal with HNW individuals.
Lion Asset Management clients are fully aware that they invest in unregulated collective investment schemes that are not authorised or otherwise approved by the FSA and can not be marketed to the general public.
Accordingly, http://whylose.com and http://pcinternational.co.uk are directed only at recipients set out in the Financial Services and Markets Act 2001 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001.
Examples of such recipients may include (but are not limited to) Authorised Persons, including Independent Financial Advisors which are authorised and regulated by the FSA, certified sophisticated investors, High Net Worth Companies and unincorporated associations. We verify through our compliance procedures that all new clients fall within these categories.
Put simply, we never solicit new investment business.
- This site is not intended for distribution, or use by, any person in any country where such distribution or use would be contrary to local law or regulation.
- Lion Asset Management and other associated companies that you may follow links to from this site may or may not be regulated by the UK or US Financial Services Regulators.
- This site is for educational purposes only. We do not offer investment advice. Trading alerts, if and when provided, are simply reporting what trades have been carried out on our own accounts.
- In recent years there has been a sharp rise in commodity, stock andbforeign currency trading fraud and scams. Consumers should be alert to investment fraud, scams and companies that sell forex trading and commodity opportunities based on sales pitches claiming that customers can make a lot of money with little risk.
- Sales solicitations appearing in newspapers, telemarketing, radio or television promotions, or attractive internet websites, touting high-return, low-risk investment opportunities in foreign currency trading more often than not are fraud or a scam. If it sounds to good to be true it probably is.
Thank you!
2010 was an exceptional year for growth due to our existing clients. Thank you. We remain closed to new clients except by recommendation from an existing client. And have been since 2006. Clients come to Lion Asset Management for one thing; to make money. Our managed forex trading strategies are backed up by extensive research and analysis, and we have a highly disciplined approach to deploying these strategies.Sorry
Our compliance procedure means we only deal with HNW individuals and investment professionals who are exempt as set out in Article 14 of the UK Financial Services and Markets Act 2001 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001.Funds
The funds referred to on this website are unregulated collective investment schemes within the meaning of Section 235 of the UK Financial Services & Markets Act 2000. As such they are not regulated by the UK Financial Services Authority or any other regulatory authority. Lion Asset Management and Carlyle and Day are restricted by Section 21 and by Section 238 of the Act respectively and can only promote the Funds to certain categories of person.